Securities and futures ordinance disclosure of interest xbeehqg

Securities and futures ordinance disclosure of interest

31.03.2021

Muntz22343

To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. section 308 of the Ordinance; equivalent shares (F JñPI ¥) means shares of an identical description, nominal value (if any) and amount to the particular shares lent by, or transferred or delivered to, an Last updated date 13.12.2018 Securities and Futures (Disclosure of Interests Securities Borrowing and Lending) Rules 2 Section 1 Cap. 571X Part XV of the Securities and Futures Ordinance - Disclosure of Interests. Search facilities. 1. Disclosure of Interests (notices filed through DION System since 3 July 2017) Note. 2. Disclosure of Interests (notices filed through means other than DION System from 1 April 2003 to 2 October 2017) Note. Part XV of the Securities and Futures Ordinance (SFO) which came into force on 1 April 2003 extends the regime for disclosure of interests in Hong Kong listed securities. The attached note sets out a summary of the There is not considered to be a change in the nature of an interest under Section 313(13) and Section 5 of the Securities and Futures (Disclosure of Interests – Exclusions) Regulation: where a purchaser takes delivery of shares, if he has previously disclosed his equitable interest arising on contracting to buy the shares;

19 Mar 2018 directors and chief executives of listed companies are required, under part XV of the Securities and Futures Ordinance (SFO) (chapter 571 of

Securities and Futures Ordinance Part XV - Disclosure of Interests The overriding objective of Part XV of the Securities and Futures Ordinance is to enable those investing in listed corporations to obtain relevant information on a timely basis so they can make informed investment decisions.

If this does not assist, you should consult with your professional advisers. Part XV of the Securities and Futures Ordinance - Disclosure of Interests. Search facilities. Securities and Futures Ordinance ("SFO"), which has come into effect on 1 April 2003, has widened the previous regime governing the disclosure of interests development of the Disclosure of Interests (“DOI”) regime in Hong Kong under Part. XV of the Securities and Futures Ordinance (Cap. 571) (“SFO”). This paper

Part XV of the Securities and Futures Ordinance - Disclosure of Interests. Search facilities. 1. Disclosure of Interests (notices filed through DION System since 3 July 2017) Note. 2. Disclosure of Interests (notices filed through means other than DION System from 1 April 2003 to 2 October 2017) Note.

26 Nov 2018 Disclosure by Clearstream Banking S.A. (CBL) to regulators or market terms of the Securities and Futures Ordinance (the “Ordinance”), Section 329, in both China and Hong Kong on the disclosure of interests obligation. The requirements for the disclosure of interests and short positions in the securities of Hong Kong listed companies under the Securities and Futures Ordinance The Process Review Panel (“PRP”) for the Securities and Futures. Commission (“ SFC”) is an granting of exemption from statutory disclosure requirements in respect of interests in listed securities. (b). To receive and consider The PRP's review. 3.44 In accordance with the Securities and Futures Ordinance (Cap. 571).

The Process Review Panel (“PRP”) for the Securities and Futures. Commission (“ SFC”) is an granting of exemption from statutory disclosure requirements in respect of interests in listed securities. (b). To receive and consider The PRP's review. 3.44 In accordance with the Securities and Futures Ordinance (Cap. 571).

Securities and Futures Ordinance Part XV - Disclosure of Interests Account opening Regulatory requirements Acceptable account opening approaches List of eligible jurisdictions for remote onboarding of overseas individual clients Anti-money laundering and counter-financing of terrorism Legal and regulatory requirements Circulars Disclosure of interests under the Securities and Futures Ordinance disclosure-interests-a , regulatory-securities-derivatives SFC Proposes Additional Exemptions from Part XV Disclosure Requirements PART XV of the SECURITIES AND FUTURES ORDINANCE (CAP. 571) (Disclosure of Interests) publishes these guidelines for the exemption of listed corporations and other persons the Securities and Futures Ordinance (Disclosure of Interests) 1 PART XV of the SECURITIES AND FUTURES ORDINANCE (CAP. 571) (Disclosure of Interests) Hong Kong’s disclosure of interests regime is set out in Part XV of the Securities and Futures Ordinance (Cap. 571) (SFO) and requires directors, chief executives and substantial shareholders of companies listed in Hong Kong to disclose their interests in the shares and debentures of such companies. Failure to make a To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. section 308 of the Ordinance; equivalent shares (F JñPI ¥) means shares of an identical description, nominal value (if any) and amount to the particular shares lent by, or transferred or delivered to, an Last updated date 13.12.2018 Securities and Futures (Disclosure of Interests Securities Borrowing and Lending) Rules 2 Section 1 Cap. 571X